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Nonprofit

Columbia, South Carolina

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Nonprofit

Columbia, South Carolina

Richland County School District One

Columbia, South Carolina

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One80 Place

Charleston or Columbia , South Carolina

Clarkson Walsh & Coulter, PA

Charleston, South Carolina

State Fiscal Accountability Authority

Columbia, South Carolina

Richland County Attorney's Office

Columbia, South Carolina

Santee Cooper

Moncks Corner, South Carolina

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Duggan Wynn Law Firm, LLC

Charleston, South Carolina

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South Carolina Legal Servoces

Charleston, South Carolina

CLARKSON WALSH & COULTER, PA

Greenville, South Carolina

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The Lovely Law Firm Injury Lawyers

Myrtle Beach, South Carolina

Retail Industry Leaders Association

Washington, D.C.

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Moore & Van Allen, PLLC

Charlotte, North Carolina

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Moore & Van Allen, PLLC

Charlotte, North Carolina

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Senior Litigation Counsel, Enforcement
The Senior Litigation Counsel works under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC).     Essential Job Functions: Represent FINRA in a first or second chair capacity in complex disciplinary proceedings involving violations of the federal securities laws, FINRA and NASD Rules, Municipal Securities Rulemaking Board (MSRB) rules, and other self-regulatory organization (SRO) rules. Represent FINRA in a first chair capacity in non-disciplinary hearings and litigation arising out of expedited proceedings, statutory disqualification decisions, membership applicatio


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